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A program is judged by what it holds back.
Thirty years in financial crimes compliance and law enforcement.
Nearly two decades investigating money laundering, trade-based money laundering, and public corruption for state and federal law enforcement, including as an HSI task force officer. Financial crimes roles at Goldman Sachs, HSBC, and MUFG, where I led a 25-person second-line testing organization through more than 100 regulatory reviews. Most recently, standing up financial crimes program management at a federally chartered BaaS sponsor bank under heightened regulatory expectations.
I've written the SAR, tested the control, briefed the Board, and sat across the table from the OCC. The program you get is built for that table.
A program is judged by what it holds back.
Thirty years in financial crimes compliance and law enforcement.
Nearly two decades investigating money laundering, trade-based money laundering, and public corruption for state and federal law enforcement, including as an HSI task force officer. Financial crimes roles at Goldman Sachs, HSBC, and MUFG, where I led a 25-person second-line testing organization through more than 100 regulatory reviews. Most recently, standing up financial crimes program management at a federally chartered BaaS sponsor bank under heightened regulatory expectations.
I've written the SAR, tested the control, briefed the Board, and sat across the table from the OCC. The program you get is built for that table.